Colin Cosgrove
President & CEO
Mr. Cosgrove is the President and CEO of White River Private Capital. Before joining White River, he worked at Inland Securities, where he started as Executive Vice President – National Sales Manager in July 2016 and was promoted to Executive Vice President – Head of Sales in July 2018. During his time at Inland, Mr. Cosgrove’s team raised over 8 billion dollars in seven years. Prior to that, he served as Executive Vice President – Head of Sales for Griffin Capital’s Eagle Capital Markets Group, where he launched a new sales team and successfully raised 1 billion dollars for GIREX. He was also responsible for the organization and launch of Eagle Capital Markets and the development of sales efficiency systems. Before joining Griffin Capital, Mr. Cosgrove was Senior Vice President – Sales and Strategy for Cole Real Estate Investments for ten years. During his time at Cole, he oversaw a capital raise of 12 billion dollars for the company’s non-traded REIT and 1031 distribution business. Mr. Cosgrove also held positions with Edward Jones, E*TRADE Corporation, and the Charles Schwab Corporation. He received his bachelor of arts degree in Political Science from the University of Iowa and holds FINRA series 7 and 24 certifications.
Zack Holley
EVP - Chief Distribution Officer
Zack Holley is the Executive Vice President and Chief Distribution Officer of White River Private Capital. Mr. Holley has over 20 years of experience raising capital in various alternative investment asset classes. Zack believes in an educational approach in developing innovative solutions for clients and key company initiatives. In his former role as Divisional Director at Inland Securities, he implemented several strategic initiatives and lead a team that achieved back-to-back record years for Inland in capital raise totaling approximately 3 billion. Prior to Inland, Zack served as Senior Vice President with Griffin Capital. During his time at Griffin, Mr. Holley assisted distribution efforts as the first wholesaler in the wire house channel which led to firm asset growth of over 4 billion. Before Griffin, Zack spent 10 years with Cole Capital holding several roles as the firm grew assets by over 12 billion. In 2007, he pioneered a hybrid wholesaler role developed to utilize online meeting technology to expand distribution efforts across the country. Assets under management increased by 25% directly from these new sales efforts. Zack holds a Bachelor of Science in Finance from the University of North Texas.
Randy May
Chairman & CEO
Jay Puchir
CFO & Fund Manager
IMPORTANT DISCLOSURE
THE CONTENTS OF THIS COMMUNICATION: (I) DO NOT CONSTITUTE AN OFFER OF SECURITIES OR A SOLICITATION OF AN OFFER TO BUY SECURITIES, (II) OFFERS CAN BE MADE ONLY BY THE CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM (THE “PPM”) WHICH IS AVAILABLE UPON REQUEST, (III) DO NOT AND CANNOT REPLACE THE PPM AND IS QUALIFIED IN ITS ENTIRETY BY THE PPM, AND (IV) MAY NOT BE RELIED UPON IN MAKING AN INVESTMENT DECISION RELATED TO ANY INVESTMENT OFFERING BY THE ISSUER, OR ANY AFFILIATE, OR PARTNER THEREOF (“ISSUER”). ALL POTENTIAL INVESTORS MUST READ THE PPM AND NO PERSON MAY INVEST WITHOUT ACKNOWLEDGING RECEIPT AND COMPLETE REVIEW OF THE PPM. WITH RESPECT TO ANY “TARGETED” GOALS AND PERFORMANCE LEVELS OUTLINED HEREIN, THESE DO NOT CONSTITUTE A PROMISE OF PERFORMANCE, NOR IS THERE ANY ASSURANCE THAT THE INVESTMENT OBJECTIVES OF ANY PROGRAM WILL BE ATTAINED. ALL INVESTMENTS CARRY THE RISK OF LOSS OF SOME OR ALL OF THE PRINCIPAL INVESTED. THESE “TARGETED” FACTORS ARE BASED UPON REASONABLE ASSUMPTIONS MORE FULLY OUTLINED IN THE OFFERING DOCUMENTS/ PPM FOR THE RESPECTIVE OFFERING. CONSULT THE PPM FOR INVESTMENT CONDITIONS, RISK FACTORS, MINIMUM REQUIREMENTS, FEES AND EXPENSES AND OTHER PERTINENT INFORMATION WITH RESPECT TO ANY INVESTMENT. THESE INVESTMENT OPPORTUNITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND ARE BEING OFFERED PURSUANT TO AN EXEMPTION THEREFROM AND FROM APPLICABLE STATE SECURITIES LAWS. ALL OFFERINGS ARE INTENDED ONLY FOR ACCREDITED INVESTORS UNLESS OTHERWISE SPECIFIED. PAST PERFORMANCE ARE NO GUARANTEE OF FUTURE RESULTS. ALL INFORMATION IS SUBJECT TO CHANGE. YOU SHOULD ALWAYS CONSULT A TAX PROFESSIONAL PRIOR TO INVESTING. INVESTMENT OFFERINGS AND INVESTMENT DECISIONS MAY ONLY BE MADE ON THE BASIS OF A CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM ISSUED BY ISSUER, OR ONE OF ITS PARTNER/ISSUERS. ISSUER DOES NOT WARRANT THE ACCURACY OR COMPLETENESS OF THE INFORMATION CONTAINED HEREIN. THANK YOU FOR YOUR COOPERATION.
OIL AND GAS INVESTMENT RISKS:
PRIVATE INVESTMENTS IN OIL AND GAS ARE HIGH RISK, INCLUDING, BUT NOT LIMITED TO THE FOLLOWING CONSIDERATIONS:
POLITICAL RISK – FEDERAL OR LOCAL GOVERNMENTS COULD ENACT REGULATIONS/LEGISLATION THAT COULD ADVERSELY AFFECT THE OIL AND GAS INDUSTRY, THEREBY NEGATIVELY AFFECTING YOUR INVESTMENT.
GEOLOGICAL RISK – OIL AND GAS PRODUCTION CAN BE NEGATIVELY AFFECTED BY THE DIFFICULTY OF EXTRACTION AND THE POSSIBILITY THAT THE ACCESSIBLE RESERVES IN ANY DEPOSIT WILL BE SMALLER THAN ESTIMATED. THERE IS NO GUARANTEE THAT ANY DRILLING OPERATION WILL BE SUCCESSFUL.
SUPPLY, DEMAND, AND PRICE RISK – A REDUCTION IN OIL AND GAS PRICES, A DECREASE IN DEMAND, OR A SURPLUS OF AVAILABLE SUPPLY CAN REDUCE OR EVEN ELIMINATE INVESTMENT RETURNS.
COST RISK – UNEXPECTED OR INCREASED OPERATING EXPENSES CAN REDUCE OR EVEN ELIMINATE INVESTMENT RETURNS.
DIVIDEND CUTS – ANY DIVIDEND PAYMENTS CAN BE REDUCED OR ELIMINATED IF THE COMPANY IS UNABLE TO EARN ENOUGH REVENUE TO FUND THE PAYMENTS TO INVESTORS.
OIL SPILL RISK – IN ADDITION TO THE COST OF REPAIRS, CLEAN UP, POTENTIAL FINES, AND POTENTIAL LITIGATION, OIL SPILLS CAN NEGATIVELY AFFECT THE REPUTATION OF THE COMPANY, ALL OF WHICH CAN REDUCE OR ELIMINATE INVESTMENT RETURNS.
PAST PERFORMANCE IS NOT A GUARANTEE OF FUTURE RESULTS. ANY INVESTMENT IN A FUND ENTAILS A RISK OF LOSS, INCLUDING THE ENTIRE AMOUNT INVESTED. AN INVESTMENT IN THE FUNDS IS SPECULATIVE AND INVOLVES A HIGH DEGREE OF RISK. THE FUNDS HAVE SUBSTANTIAL LIMITATIONS ON INVESTORS’ ABILITY TO REDEEM OR TRANSFER THEIR INTERESTS IN THE FUNDS, AND NO SECONDARY MARKET FOR THE FUNDS’ INTERESTS EXISTS OR IS EXPECTED TO DEVELOP. ALL OF THESE RISKS, AND OTHER IMPORTANT RISKS, ARE DESCRIBED IN DETAIL IN THE FUNDS’ DOCUMENTS. PROSPECTIVE INVESTORS ARE STRONGLY URGED TO REVIEW THE APPLICABLE DOCUMENTS CAREFULLY AND CONSULT WITH THEIR OWN FINANCIAL, LEGAL AND TAX ADVISORS, BEFORE INVESTING IN A FUND. CERTAIN OF THE INFORMATION HEREIN IS BASED UPON THE ADVISER’S INTERNAL MODELS, ESTIMATES AND ASSUMPTIONS AND THERE IS NO GUARANTEE THAT SUCH MODELS, ESTIMATES OR ASSUMPTIONS ARE ACCURATE OR WILL BE REALIZED. NO ASSURANCE, REPRESENTATION, OR WARRANTY IS MADE BY ANY PERSON THAT ANY OF THE AIMS, ASSUMPTIONS, EXPECTATIONS, OBJECTIVES, AND/OR GOALS HEREIN WILL BE ACHIEVED. NOTHING CONTAINED IN THIS DOCUMENT MAY BE RELIED UPON AS A GUARANTEE, PROMISE, ASSURANCE, OR REPRESENTATION AS TO THE FUTURE. AN INVESTOR COULD LOSE SOME OR ALL OF THEIR INVESTENT. THIS INFORMATION PRESENTED HAS NOT BEEN REVIEWED BY AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND SHOULD NOT BE RELIED UPON.
THE INFORMATION PRESENTED HEREIN IS CURRENT ONLY AS OF THE PARTICULAR DATES SPECIFIED FOR SUCH INFORMATION AND IS SUBJECT TO CHANGE IN FUTURE PERIODS WITHOUT NOTICE. THERE IS NO OBLIGATION TO UPDATE THE INFORMATION HEREIN. NONE OF THE INFORMATION CONTAINED HEREIN HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION, ANY SECURITIES ADMINISTRATOR UNDER ANY STATE SECURITIES LAWS OR ANY OTHER GOVERNMENTAL OR SELF-REGULATORY AUTHORITY. NO GOVERNMENTAL AUTHORITY HAS PASSED ON THE MERITS OF THE OFFERING OF INTERESTS IN A FUND OR THE ADEQUACY OF THE INFORMATION CONTAINED HEREIN. ANY REPRESENTATION TO THE CONTRARY IS UNLAWFUL.
SECURITIES THROUGH EMERSON EQUITY LLC MEMBER: FINRA/SIPC. ONLY AVAILABLE IN STATES WHERE EMERSON EQUITY LLC IS REGISTERED. EMERSON EQUITY LLC IS NOT AFFILIATED WITH ANY OTHER ENTITIES IDENTIFIED IN THIS COMMUNICATION.
FOR MORE INFORMATION ON EMERSON EQUITY, PLEASE VISIT FINRA’S BROKERCHECK WEBSITE. YOU CAN ALSO DOWNLOAD A COPY OF EMERSON EQUITY’S CUSTOMER RELATIONSHIP SUMMARY TO LEARN MORE ABOUT THEIR ROLE AND SERVICES.